2.5 Third-order effects
L1 Phenomenon
The index also rises with intensity, the optical Kerr effect:
For LN, n2 = 9.33×10−20 m2/W at 1064 nm (Z-scan, 30 ps pulses, e-polarized) P-db, transcribed in refractiveindex.info. The widely tabulated 1.8×10−19 m2/W S is 1.9 times that derived and has no traced primary.
In a high-Q ring, four-wave mixing builds a Kerr frequency comb, and in the right detuning range a dissipative soliton. TFLN rings have produced self-starting solitons (He et al. 2019), combs spanning 4/5 of an octave at 335 GHz spacing with stimulated Raman scattering suppressed reported, full-octave solitons with near-unity device yield reported, and a photorefraction-stabilized soliton running for more than 13 h without feedback reported. One chip has generated a Kerr comb, selected a line with an electro-optic filter and modulated it reported.
A phase-mismatched χ(2) process imitates a Kerr effect whose size and sign the designer chooses: cascaded χ(2). Drag the mismatch Δk through zero: the cascaded phase grows as 1/Δk, flips sign and decays, while the Kerr phase stays fixed.
| ΔφKerr = γKerrPL | +3.78e−04 rad | derived |
| Δφcasc, eq. (2.16) | −4.14e−03 rad | derived |
| Δφcasc, RK4 = −arg Aω | −4.14e−03 rad | derived |
| Δφcasc / ΔφKerr | −10.9 | derived |
| net ΔφKerr + Δφcasc | −3.76e−03 rad | derived |
| γKerr | 0.378 /(W m) | derived |
| γcasc = −ηnorm/Δk | −4.14e+00 /(W m) | derived |
| SH fraction, z-average | 1.32e−05 | derived |
| SH fraction, peak | 2.63e−05 | derived |
| cascaded sign | defocusing | derived |
| net sign | defocusing | derived |
| |Δk|L | 628.3 | |
| 2π/|Δk| | 100.0 µm |
- Kerr phase γPL
- +3.78e−04 rad
- Cascaded phase
- −4.14e−03 rad
- Net phase
- −3.76e−03 rad
- Cascaded / Kerr
- −10.9
- Net nonlinearity
- defocusing
- Harmonic fraction, z-average
- 1.32e−05
Positive phase raises the index and narrows the beam; Δk > 0 pushes the fundamental down. drawing
L2 Quantitative model
Kerr
The nonlinear parameter at 1550 nm with Aeff = 1 µm2 template is γKerr = 0.378 /(W m) derived, using n2 = 9.33×10−20 m2/W measured at 1064 nm; the dispersion of n2 to 1550 nm is not sourced.
Cascaded χ(2)
For |Δk|L >> 1 the coupled equations of 2.3 L3 give a fundamental-wave phase
ΔφNL carries the sign of a Kerr phase γPL (positive = index increase); in the field convention of 2.3 L3, arg Aω = −ΔφNL. The fundamental couples to a second harmonic detuned above it (Δk > 0) and is pushed down: a negative, self-defocusing nonlinearity. Δk < 0 gives self-focusing (principle: DeSalvo et al. 1992; sign from the level-repulsion picture derived). Along z the undepleted harmonic carries
| Worked example | Value | Note | Status |
|---|---|---|---|
| ηnorm | 2.6×105 /(W m2) | 2600 %/W/cm2, TFLN PPLN | reported |
| P, L, Δk | 0.1 W, 1 cm, 2π/(100 µm) | design point | template |
| ΔφNL, eq. (2.16) | −4.1380×10−3 rad | self-defocusing | derived |
| arg Aω, RK4 | +4.1378×10−3 rad | ΔφNL = −arg Aω | derived |
| |γcasc| | 4.1 /(W m) | 11 × γKerr = 0.378 /(W m) | derived |
| harmonic fraction | 1.3×10−5 | z-average; peak 2.6×10−5 | derived |
The cascaded nonlinearity is 11 times the Kerr one while on average only 1.3×10−5 of the power sits in the harmonic. In nanophotonic PPLN, strong phase mismatch broadens both harmonics with 2 pJ pulses reported.
Lugiato-Lefever equation
Normalized (Lugiato & Lefever 1987; Chembo & Menyuk 2013; Coen et al. 2013):
ζ = 2(ω0 − ωp)/κ is the detuning, f the normalized pump, d2 the normalized second-order dispersion (anomalous: d2 > 0 here), θ the angle around the ring. Solitons exist on the red-detuned side above the bistability threshold; scanning the laser from blue to red crosses chaotic modulation instability into discrete soliton steps (Herr et al. 2014; review Kippenberg et al. 2018). Press Run: the scan starts on noise at ζ = −2, passes through chaos, and drops onto plateaus whose height counts the solitons; the default ends on one soliton with a sech2 spectrum.
| solitons | 1 | derived |
| ζ, laser detuning | +10.00 | template |
| span (−40 dB) | 53 lines | derived |
| ⟨|ψ|2⟩ | 0.862 | |
| t (units of 2/κ) | 3.0 | |
| sech2 fit, w / wHerr | 0.979 | derived |
| energy residual, one step | 9.6e−06 | derived |
| state | ansatz | |
| existence limit π2f2/8 | 11.10 | derived |
| Template ring → normalized parameters | ||
| λ, ng, FSR | 1550 nm, 2.30, 200 GHz | template |
| QL, ηc = κex/κ | 2.0e+06, 0.50 | template |
| γ | 0.378 /(W m) | derived |
| κ/2π, time unit 2/κ | 96.7 MHz, 3.29 ns | derived |
| Pin = f2 × 9.36 mW | 84.3 mW | derived |
| D2/2π = d2κ/4π | 14.51 MHz | derived |
| (ω0 − ωp)/2π = ζκ/4π | +483.5 MHz | derived |
| soliton FWHM | 172 fs | derived |
| back: ζ, f, d2 | +10.00 3.00 0.300 | derived |
- Solitons
- 1
- Detuning ζ
- +10.00
- Span, −40 dB
- 53 lines
- Mean power ⟨|ψ|2⟩
- 0.862
- Time, units of 2/κ
- 3.0
- sech2 width / Herr
- 0.979
- Energy residual, one step
- 9.6e−06
- State
- ansatz
- Existence limit π2f2/8
- 11.10
Faster scans and other seeds end on more solitons. template drawing
Template ring and normalized parameters template derived
- λ, ng, FSR
- 1550 nm, 2.30, 200 GHz
- Loaded Q, ηc = κex/κ
- 2.0e+06, 0.50
- γ
- 0.378 /(W m)
- κ/2π, time unit 2/κ
- 96.7 MHz, 3.29 ns
- Pump Pin = f2 × 9.36 mW
- 84.3 mW
- D2/2π = d2κ/4π
- 14.51 MHz
- Laser detuning (ω0 − ωp)/2π
- +483.5 MHz
- Soliton FWHM
- 172 fs
- Back to ζ, f, d2
- +10.00 3.00 0.300
Default view: soliton ansatz at ζ1, relaxed for 3 time units. Run: homogeneous state plus noise at ζ = −2, linear scan, 15 time units at ζ1. Markers on the scan: ζ = √3 (bistability threshold) and, when inside the scan range, ζ = π2f2/8 (soliton existence limit).
L3 Conventions and error sources
- Z-scan n2 depends on pulse duration (slow thermal and electrostrictive contributions grow with it), wavelength (two-photon absorption raises n2 toward the band edge) and polarization. No 1550 nm LN n2 measurement is held.
- Cascaded contamination. An n2 measured in a non-centrosymmetric crystal can include a cascaded χ(2) contribution from residual phase mismatch; whether the tabulated LN values were corrected for it is not stated in the sources held.
- Raman. LN is strongly Raman-active: soliton combs must place no cavity mode under the Raman gain peak or control the dissipation spectrum there reported reported. Raman gain coefficients for TFLN are not sourced here; the soliton simulation has no Raman term.
- LN-specific dynamics. Photorefraction produces a blue shift that counteracts the thermal red shift and extends the soliton existence range, giving spontaneous, deterministic single solitons reported; self-starting LN solitons were first reported by He et al. 2019. The soliton simulation has no photorefractive or thermal term.
n2 of LN
| λ | n2 (m2/W) | Conditions | Status |
|---|---|---|---|
| 1064 nm | 9.33×10−20 | Z-scan, 30 ps, e-polarized | P-db |
| 532 nm | 8.25×10−19 | same study; two-photon absorption regime | P-db |
| not stated | 1.8×10−19 | review table, no traced primary | S |
| 1550 nm | – | no measurement held |
LLE normalization
Time in units of 2/κ; field, pump and dispersion as in Chembo & Menyuk 2013, with κ = ω0/QL, ψ = √(2g0/κ) a (|a|2 = intracavity photons) and the Kerr frequency shift per photon g0 from the waveguide γ:
D2 from ωμ = ω0 + D1μ + D2μ2/2. Both views of the soliton simulation print this conversion for a template ring template.
Single-soliton approximation
Herr et al. 2014 (Methods); ψcw is the lower homogeneous state. The soliton branch requires √(8ζ) ≤ πf, so it ends at ζ = π2f2/8; the mode powers follow from the Fourier series of the sech derived. The dashed soliton-comb spectra follow this envelope; for the default single soliton (ζ = 10, f = 3, d2 = 0.3) the fitted width is 0.979 of w.
Numerics of the soliton simulation
Strang split-step Fourier on N = 512 points in θ: Kerr rotation exp(i|ψ|2dt/2), then loss, detuning, dispersion and pump integrated exactly per mode, then the second Kerr half step; dt = 10−3. The scan advances ζ after every block of 20 steps, so a run is deterministic for a given seed; the first step of each block is the energy-balance check d⟨|ψ|2⟩/dt = −2⟨|ψ|2⟩ + 2f Re⟨ψ⟩ (dispersion and Kerr conserve energy).
References
| Chembo & Menyuk 2013 | Spatiotemporal Lugiato-Lefever formalism for Kerr-comb generation in whispering-gallery-mode resonators. Physical Review A 87 053852 (2013). | doi:10.1103/PhysRevA.87.053852 |
| Coen et al. 2013 | Modeling of octave-spanning Kerr frequency combs using a generalized mean-field Lugiato–Lefever model. Optics Letters 38 37 (2013). | doi:10.1364/OL.38.000037 |
| DeSalvo et al. 1992 | Self-focusing and self-defocusing by cascaded second-order effects in KTP. Optics Letters 17 28 (1992). | doi:10.1364/OL.17.000028 |
| DeSalvo et al. 1996 | Infrared to ultraviolet measurements of two-photon absorption and n2 in wide bandgap solids. IEEE Journal of Quantum Electronics 32 1324-1333 (1996). | doi:10.1109/3.511545 |
| Gong et al. 2020 | Near-octave lithium niobate soliton microcomb. Optica 7 1275 (2020). | doi:10.1364/OPTICA.400994 |
| He et al. 2019 | Self-starting bi-chromatic LiNbO3 soliton microcomb. Optica 6 1138 (2019). | doi:10.1364/OPTICA.6.001138 |
| Herr et al. 2014 | Temporal solitons in optical microresonators. Nature Photonics 8 145-152 (2014). | doi:10.1038/nphoton.2013.343 |
| Jankowski et al. 2020 | Ultrabroadband nonlinear optics in nanophotonic periodically poled lithium niobate waveguides. Optica 7 40 (2020). | doi:10.1364/OPTICA.7.000040 |
| Kippenberg et al. 2018 | Dissipative Kerr solitons in optical microresonators. Science 361 eaan8083 (2018). | doi:10.1126/science.aan8083 |
| Lugiato & Lefever 1987 | Spatial Dissipative Structures in Passive Optical Systems. Physical Review Letters 58 2209-2211 (1987). | doi:10.1103/PhysRevLett.58.2209 |
| Polyanskiy 2024 | Refractiveindex.info database of optical constants. Scientific Data 11 94 (2024). | doi:10.1038/s41597-023-02898-2 |
| Song et al. 2024 | Octave-spanning Kerr soliton frequency combs in dispersion- and dissipation-engineered lithium niobate microresonators. Light: Science & Applications 13 225 (2024). | doi:10.1038/s41377-024-01546-7 |
| Wan et al. 2024 | Photorefraction‐Assisted Self‐Emergence of Dissipative Kerr Solitons. Laser & Photonics Reviews 18 2300627 (2024). | doi:10.1002/lpor.202300627 |
| Wang et al. 2018 | Ultrahigh-efficiency wavelength conversion in nanophotonic periodically poled lithium niobate waveguides. Optica 5 1438 (2018). | doi:10.1364/OPTICA.5.001438 |
| Wang et al. 2019 | Monolithic lithium niobate photonic circuits for Kerr frequency comb generation and modulation. Nature Communications 10 978 (2019). | doi:10.1038/s41467-019-08969-6 |
| Zhu et al. 2021 | Integrated photonics on thin-film lithium niobate. Advances in Optics and Photonics 13 242 (2021). | doi:10.1364/AOP.411024 |