3.2 Elastic constants and bulk waves
L1 Phenomenon
Sound in LN travels at 3.5 to 7.4 km/s depending on direction and polarization (3474 to 7357 m/s over all directions derived): 7.33 km/s for a compression wave along the polar axis, 3.59 km/s for a shear wave along the same axis (Kushibiki et al. 1999 Table II P). Because the crystal is piezoelectric, an acoustic wave carries an electric field with it, and that field makes the crystal stiffer for that wave: the compression wave along Z is 3.2% faster than it would be in a non-piezoelectric crystal with the same elastic constants (7328.6 vs 7102.1 m/s derived).
Switch the stiffening off and on: the Z-longitudinal velocity moves between 7102 and 7329 m/s and lands on the measured value, while the Y-propagating shear wave polarized along X does not move at all.
solid: stiffened; dashed: e = 0; +: measured (Table II)
probe direction n
- v quasi-L, fast, slow
- 7328.6 3590.4 3590.4
- selected v
- 7328.6 m/s
- Δv piezo (stiff − bare)
- +226.5 m/s
- power-flow angle
- 00.0°
- polarization u
- 0.000 0.000 +1.000
- n
- 0.000 0.000 +1.000
Along the probe: quasi-L
- piezo stiffening Δv
- +226.5 m/s
- power-flow angle
- 00.0°
- polarization
- 0.000 0.000 +1.000
Against Kushibiki et al. 1999 Table II
- Z longitudinal, measured 7328.20
- 7328.55
- Y shear along X, measured 3940.49
- 3940.60
Bulk velocities, computed vs measured (m/s)
| Direction | Mode | Measured | Computed, stiffened | Computed, e = 0 |
|---|---|---|---|---|
| Z | longitudinal | 7328.20 ± 0.32 P | 7328.55 derived | 7102.07 |
| Z | shear (degenerate) | 3590.41 ± 0.23 P | 3590.39 derived | 3590.39 |
| X | longitudinal | 6544.53 ± 0.30 P | 6544.61 derived | 6544.61 |
| Y | quasi-longitudinal | 6806.55 ± 0.26 P | 6806.82 derived | 6551.84 |
| Y | shear, polarized along X | 3940.49 ± 0.21 P | 3940.60 derived | 3577.18 |
| X | fast shear (resonance method) | 4750.67 ± 0.59 P | 4750.09 derived | 4043.57 |
L2 Elastic constants and the Christoffel equation
Elastic stiffness at constant E, 3m form: c22 = c11, c23 = c13, c24 = −c14, c55 = c44, c56 = c14, c66 = (c11 − c12)/2; six independent constants (Weis & Gaylord 1985 Eq. 17 P).
| Source (GPa) | c11 | c12 | c13 | c14 | c33 | c44 | c66 | Status |
|---|---|---|---|---|---|---|---|---|
| Kushibiki et al. 1999 | 198.86 ± 0.03 | 54.67 ± 0.04 | 67.99 ± 0.55 | 7.83 ± 0.02 | 234.18 ± 0.75 | 59.85 ± 0.01 | 72.09 ± 0.02 | P |
| Ogi et al. 2002, 30 °C | 199.5 ± 0.2 | 55.27 ± 0.13 | 67.67 ± 0.26 | 8.7 ± 0.2 | 235.2 ± 0.4 | 59.48 ± 0.04 | 72.10 ± 0.01 | P |
| Smith and Welsh 1971 | 203.0 | 57.3 | 75.2 | 8.5 | 242.4 | 59.5 | – | P-comp |
| Warner et al. 1967 | 203 | 53 | 75 | 9 | 245 | 60 | – | P-comp |
Density: 4642.8 ± 0.2 kg/m³ (Kushibiki et al. 1999 Table IV P); 4636 (Ogi et al. 2002 P); 4647 CLN, 4635 near-SLN (Volk & Wöhlecke 2008 Table 1.1 P-comp). Temperature coefficients of cE (Smith and Welsh): c11 −1.74, c12 −2.52, c13 −1.59, c14 −2.14, c33 −1.53, c44 −2.04 × 10−4/K (Weis & Gaylord 1985 Table 6 P-comp). LiTaO3 for comparison: c14 = −10.75 GPa, opposite in sign to LN in the same convention (Kushibiki et al. 1999 P); the other LiTaO3 constants are not available here.
Christoffel equation with piezoelectric stiffening, for a plane wave with unit wave normal n (IEEE 176 Eqs. 46-50 P):
Three velocities with orthogonal polarizations per direction; their inverses over all directions form the slowness surface. The second term is the stiffening: the wave's longitudinal electric field (quasistatic, curl-free) adds stiffness proportional to the square of the effective piezoelectric constant. The velocity table in L1 compares the computed velocities with the measured ones; the agreement (< 0.6 m/s) is a consistency check, not an independent test, since Kushibiki et al. 1999 fitted its constants to these velocities. Along X the remaining shear branch is 4028.96 m/s derived. Along Y the X-polarized shear is purely elastic (unstiffened) and the other two waves are stiffened and couple longitudinal and transverse motion, as IEEE 176 Eq. 53 states for class 3m P.
L3 Computation and error sources
Solver. Γ is real symmetric; a 3×3 Jacobi eigen-decomposition per direction gives velocities and polarizations. Group velocity and power-flow angle follow from the gradient of ρv2 = u·Γ(n)·u with respect to n (Hellmann-Feynman; Γ is homogeneous of degree 2 in n, so vg = ∇n(uΓu)/(2ρv)); Jaeken & Cottenier 2016 is the algorithm reference S. At degenerate directions (shear along Z) the group velocity depends on the eigenvector picked and is not unique.
Rotation. Rotate full-rank tensors (cijkl, eijk, εij) with aip; the Bond 6×6 matrices (Bond 1943) are equivalent and convenient for Voigt storage. IEEE 176 warns that compressed notation hides transformation properties (p. 8, after Table 2 P).
Unstiffened vs stiffened. Setting e = 0 gives the unstiffened velocities; stiffening vanishes for directions where emijnmni = 0.
c66 consistency. Kushibiki et al. 1999 lists c66 = 72.09 while (c11 − c12)/2 = 72.095; computations enforce the symmetry relation.
Composition. Elastic and photoelastic properties change little with MgO doping (Andrushchak et al. 2009, abstract S). The dependence of SAW velocity on Li2O content is not quantified in the sources held.
References
| Source | Reference | Link |
|---|---|---|
| Kushibiki et al. 1999 | Kushibiki et al., IEEE Transactions on Ultrasonics, Ferroelectrics and Frequency Control 46 1315-1323 (1999). Accurate measurements of the acoustical physical constants of LiNbO3 and LiTaO3 single crystals | doi:10.1109/58.796136 |
| Ogi et al. 2002 | Ogi et al., Journal of Applied Physics 92 2451-2456 (2002). Acoustic spectroscopy of lithium niobate: Elastic and piezoelectric coefficients | doi:10.1063/1.1497702 |
| Weis & Gaylord 1985 | Weis & Gaylord, Applied Physics A Solids and Surfaces 37 191-203 (1985). Lithium niobate: Summary of physical properties and crystal structure | doi:10.1007/BF00614817 |
| Smith & Welsh 1971 | Smith & Welsh, Journal of Applied Physics 42 2219-2230 (1971). Temperature Dependence of the Elastic, Piezoelectric, and Dielectric Constants of Lithium Tantalate and Lithium Niobate | doi:10.1063/1.1660528 |
| Warner et al. 1967 | Warner, Onoe & Coquin, The Journal of the Acoustical Society of America 42 1223-1231 (1967). Determination of Elastic and Piezoelectric Constants for Crystals in Class (3m) | doi:10.1121/1.1910709 |
| Volk & Wohlecke 2009 | Volk & Wohlecke, Springer Series in Materials Science (2009). Lithium Niobate: Defects, Photorefraction and Ferroelectric Switching | doi:10.1007/978-3-540-70766-0 |
| IEEE 1988 | IEEE, IEEE (1988). IEEE Standard on Piezoelectricity (IEEE Std 176-1987) | doi:10.1109/IEEESTD.1988.79638 |
| Jaeken & Cottenier 2016 | Jaeken & Cottenier, Computer Physics Communications 207 445-451 (2016). Solving the Christoffel equation: Phase and group velocities | doi:10.1016/j.cpc.2016.06.014 |
| Bond 1943 | Bond, Bell System Technical Journal 22 1-72 (1943). The Mathematics of the Physical Properties of Crystals | doi:10.1002/j.1538-7305.1943.tb01304.x |
| Andrushchak et al. 2009 | Andrushchak et al., Journal of Applied Physics 106 073510 (2009). Complete sets of elastic constants and photoelastic coefficients of pure and MgO-doped lithium niobate crystals at room temperature | doi:10.1063/1.3238507 |