3.5 IDTs and SAW filters
L1 Phenomenon
An interdigital transducer (IDT) is a pair of interleaved metal combs on the crystal. A voltage across the combs strains the surface under every finger gap; the ripples add up only at the frequency whose wavelength equals the comb period, so the comb is both a launcher and a filter. Two combs facing each other make a delay line; resonators and ladders of them make many of the radio filters in phones, which carried more than 50 acoustic filters (SAW and BAW) per mid- and high-tier 4G phone in 2018, with more than 70 expected with 5G (vendor contribution in trade press, 2018 V).
Doubling N halves the bandwidth: the ripples from many gaps add in phase only at f0. Detune the test tone by f0/N and watch them cancel.
|H(f)|², f/f₀ from 0.8 to 1.2; dashed: −3 dB and first nulls f₀(1 ± 1/N); dotted: test tone
================================================================================= | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ================================================================================= /‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_ λ = p 20 pairs
- v (free)
- 3978.4 m/s
- f₀ = v/p
- 994.6 MHz
- finger width ηp/2
- 1.000 µm
- null-to-null bandwidth 2/N
- 10.00 %
- test tone (f − f₀)/f₀
- 00.00 %
- in units of f₀/N
- 00.00
- |H|² at the test tone
- 000.0 dB
- |H| = |Σ of N pair phasors|/N
- 1.000
- phase turned across the comb
- 0°
Each finger pair adds one phasor of length 1/N, turned by 2π(f − f₀)/f₀ from its neighbour; the sum is H(f)
- |H| = |sum|, gold arrow
- 1.000
- phase turned across the comb
- 0°
128° Y-X, free: f₀ = v/p
- test tone off f₀
- 00.00 % ( 00.00 f₀/N)
- response at the test tone
- 000.0 dB
- null-to-null bandwidth
- 10.00 %
- finger width ηp/2
- 1.000 µm
- v used
- 3978.4 m/s
L2 Synchronous frequency, bandwidth, substrates
Invention. White and Voltmer launched surface elastic waves with an interdigital transducer in 1965 (White & Voltmer 1965 S); the device had aluminum electrodes on a quartz bar, not LN (same-title Berkeley memorandum P). Elastic wave propagation in LN was reported the same year (Spencer et al. 1965 S).
p is the electrode period (one finger pair). On 128° Y-X (vfree = 3978.4 m/s derived): p = 4 µm gives f0 = 994.6 MHz; a 2 GHz filter needs p = 1.989 µm, i.e. 0.50 µm fingers at metallization ratio 0.5 derived. In the delta-function model (Smith et al. 1969 equivalent-circuit lineage) an N-pair uniform IDT has a radiation conductance with a sinc² shape, so the fractional bandwidth between first nulls is 2/N. The shape is the textbook result; the absolute prefactor in terms of k², the capacitance per pair and the aperture is not shown.
Measured TFLN example. An IDT on suspended TFLN with 1.9 mS peak conductance and 3.36 MHz bandwidth, matched to 50 Ω at 1.85 GHz (Jiang et al. 2020, arXiv v1 reported).
LN vs LT in phones
| Item | Statement | Status |
|---|---|---|
| Substrates | SAW filters use rotated Y LT (36 to 50°) or 128° Y LN | P |
| Suppliers | Sumitomo Metal Mining lists both LT and LN SAW wafers | P |
| Market share in SAW | no public quantitative source found | N/A |
| Coupling | LN leaky waves reach 10 to 16% (64 and 41° in 3.3). LT coupling is not computed: of the LT constants only c14 = −10.75 GPa (Kushibiki et al. 1999) is available here | derived |
POI substrates. Soitec Connect POI, a thin LT or LN layer by Smart Cut on buried oxide on silicon: LT6-MHB, LT6-LB, LN6 at 150 mm; LT8-MHB, LT8-LB at 200 mm; for 5G, GNSS, Wi-Fi coexistence (Soitec product page P). In 2020 Soitec announced volume POI supply (300 nm to 1 µm LT on oxide on high-resistivity Si) for Qualcomm RF filters (trade press S).
XBAR on thin LN. First report 2019 (Plessky et al. 2019 reported); Murata completed its acquisition of Resonant Inc., the developer of XBAR, on 2022-03-28 (Murata release P).
L3 Design models and what is not modelled
The equivalent-circuit and coupling-of-modes models (Smith et al. 1969 S; Hashimoto 2000 S) are the standard design tools. The figure uses only the normalized array factor and f0 = v/p; absolute admittance needs the prefactor, not computed here.
Second-order effects not modelled: electrode mass loading and reflection (velocity shift with metal thickness), bulk-wave radiation, diffraction for small apertures, and triple-transit echoes. The array-factor form above has a grating lobe at 2f0; a finger-resolved form is needed beyond about 1.5 f0 (the plot stays within 0.8 to 1.2 f0).
Velocities in the figure are the partial-wave results for the free or the metallized surface (selectable in both views); a real IDT region is partly metallized (ratio η), so the true synchronous frequency lies between the two values.
References
| Source | Reference | Link |
|---|---|---|
| White & Voltmer 1965 | White & Voltmer, Applied Physics Letters 7 314-316 (1965). Direct piezoelectric coupling to surface elastic waves | doi:10.1063/1.1754276 |
| White & Voltmer 1965 | White & Voltmer, Electronics Research Laboratory, University of California, Berkeley (1965). Direct piezoelectric coupling to surface elastic waves (UC Berkeley ERL Technical Memorandum M-132) | www2.eecs.berkeley.edu/Pubs/TechRpts/1965/ERL-m-132.pdf |
| Spencer et al. 1965 | Spencer, Lenzo & Nassau, Applied Physics Letters 7 67-69 (1965). Elastic wave propagation in lithium niobate | doi:10.1063/1.1754303 |
| Smith et al. 1969 | Smith et al., IEEE Transactions on Microwave Theory and Techniques 17 856-864 (1969). Analysis of Interdigital Surface Wave Transducers by Use of an Equivalent Circuit Model | doi:10.1109/TMTT.1969.1127075 |
| Hashimoto 2000 | Hashimoto, Springer (2000). Surface Acoustic Wave Devices in Telecommunications | doi:10.1007/978-3-662-04223-6 |
| Jiang et al. 2020 | Jiang et al., Nature Communications 11 1166 (2020). Efficient bidirectional piezo-optomechanical transduction between microwave and optical frequency | doi:10.1038/s41467-020-14863-3 |
| Sumitomo Metal Mining | Sumitomo Metal Mining. Lithium tantalate / lithium niobate single crystal substrates | www.smm.co.jp/en/business/material/products/lithium/ |
| Soitec | Soitec. Connect POI | www.soitec.com/en/products/poi |
| eeNews Europe 2020 | eeNews Europe (2020). Qualcomm adopts Soitec POI wafers for SAW filters | www.eenewseurope.com/en/qualcomm-adopts-soitec-poi-wafers-for-saw-filters/ |
| Plessky et al. 2019 | Plessky et al., Electronics Letters 55 98-100 (2019). 5 GHz laterally-excited bulk-wave resonators (XBARs) based on thin platelets of lithium niobate | doi:10.1049/el.2018.7297 |
| Murata Manufacturing 2022 | Murata Manufacturing (2022). News release on completion of the acquisition of Resonant Inc. | corporate.murata.com/newsroom/news/company/general/2022/0329 |
| Microwave Journal 2018 | Microwave Journal (2018). SAW/BAW: new market entrants offer new approaches | www.microwavejournal.com/articles/31149-sawbaw-new-market-entrants-offer-new-approaches |
| Kushibiki et al. 1999 | Kushibiki et al., IEEE Transactions on Ultrasonics, Ferroelectrics and Frequency Control 46 1315-1323 (1999). Accurate measurements of the acoustical physical constants of LiNbO3 and LiTaO3 single crystals | doi:10.1109/58.796136 |