PPLN Λ = 6.82 µm · 1064 → 532 nm · 2 px/µm

3.5 IDTs and SAW filters

L1 Phenomenon

An interdigital transducer (IDT) is a pair of interleaved metal combs on the crystal. A voltage across the combs strains the surface under every finger gap; the ripples add up only at the frequency whose wavelength equals the comb period, so the comb is both a launcher and a filter. Two combs facing each other make a delay line; resonators and ladders of them make many of the radio filters in phones, which carried more than 50 acoustic filters (SAW and BAW) per mid- and high-tier 4G phone in 2018, with more than 70 expected with 5G (vendor contribution in trade press, 2018 V).

Doubling N halves the bandwidth: the ripples from many gaps add in phase only at f0. Detune the test tone by f0/N and watch them cancel.

Uniform IDT: synchronous frequency and array factor
Cut
Axis

|H(f)|², f/f₀ from 0.8 to 1.2; dashed: −3 dB and first nulls f₀(1 ± 1/N); dotted: test tone

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/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_/‾\_  λ = p
20 pairs
v (free)
3978.4 m/s
f₀ = v/p
 994.6 MHz
finger width ηp/2
 1.000 µm
null-to-null bandwidth 2/N
 10.00 %
test tone (f − f₀)/f₀
 00.00 %
in units of f₀/N
 00.00
|H|² at the test tone
 000.0 dB
|H| = |Σ of N pair phasors|/N
1.000
phase turned across the comb
    0°
 4.000 µm
20
0.50
 00.00 %
Measured TFLN IDT for comparison: 1.9 mS peak conductance, 3.36 MHz bandwidth (0.18%), matched to 50 Ω at 1.85 GHz (Jiang et al. 2020 arXiv v1 reported). Absolute conductance: not computed (needs the k², capacitance-per-pair and aperture prefactor).
v: partial-wave solver, Kushibiki et al. 1999 derived response: delta-function array factor derived η is a display parameter template
electrode fingers, width ηp/2, to scale with the wavefinger pair in phase with the sum; wave crestsfinger pair against the sum

Each finger pair adds one phasor of length 1/N, turned by 2π(f − f₀)/f₀ from its neighbour; the sum is H(f)

1 (all in phase) 00.51−20%f₀+20%
|H| = |sum|, gold arrow
1.000
phase turned across the comb
    0°

128° Y-X, free: f₀ = v/p

 994.6MHz
test tone off f₀
 00.00 % ( 00.00 f₀/N)
response at the test tone
 000.0 dB
null-to-null bandwidth
 10.00 %
finger width ηp/2
 1.000 µm
v used
3978.4 m/s
 00.00 %
20
 4.000 µm
Cut
Surface
0.50
v from the partial-wave solver derivedarray factor, delta-function model derivedη is a display parameter templateabsolute conductance not computedJiang et al. 2020 TFLN IDT 1.9 mS, 3.36 MHz (0.18%) at 1.85 GHz reported

L2 Synchronous frequency, bandwidth, substrates

delta-function model; LN vs LT

Invention. White and Voltmer launched surface elastic waves with an interdigital transducer in 1965 (White & Voltmer 1965 S); the device had aluminum electrodes on a quartz bar, not LN (same-title Berkeley memorandum P). Elastic wave propagation in LN was reported the same year (Spencer et al. 1965 S).

f0=vp,H(f)=sinXNsin(X/N),X=Nπf−f0f0,Ga(f)Ga(f0)=(sinXX)2(1)

p is the electrode period (one finger pair). On 128° Y-X (vfree = 3978.4 m/s derived): p = 4 µm gives f0 = 994.6 MHz; a 2 GHz filter needs p = 1.989 µm, i.e. 0.50 µm fingers at metallization ratio 0.5 derived. In the delta-function model (Smith et al. 1969 equivalent-circuit lineage) an N-pair uniform IDT has a radiation conductance with a sinc² shape, so the fractional bandwidth between first nulls is 2/N. The shape is the textbook result; the absolute prefactor in terms of k², the capacitance per pair and the aperture is not shown.

Measured TFLN example. An IDT on suspended TFLN with 1.9 mS peak conductance and 3.36 MHz bandwidth, matched to 50 Ω at 1.85 GHz (Jiang et al. 2020, arXiv v1 reported).

LN vs LT in phones

ItemStatementStatus
SubstratesSAW filters use rotated Y LT (36 to 50°) or 128° Y LNP
SuppliersSumitomo Metal Mining lists both LT and LN SAW wafersP
Market share in SAWno public quantitative source foundN/A
CouplingLN leaky waves reach 10 to 16% (64 and 41° in 3.3). LT coupling is not computed: of the LT constants only c14 = −10.75 GPa (Kushibiki et al. 1999) is available herederived

POI substrates. Soitec Connect POI, a thin LT or LN layer by Smart Cut on buried oxide on silicon: LT6-MHB, LT6-LB, LN6 at 150 mm; LT8-MHB, LT8-LB at 200 mm; for 5G, GNSS, Wi-Fi coexistence (Soitec product page P). In 2020 Soitec announced volume POI supply (300 nm to 1 µm LT on oxide on high-resistivity Si) for Qualcomm RF filters (trade press S).

XBAR on thin LN. First report 2019 (Plessky et al. 2019 reported); Murata completed its acquisition of Resonant Inc., the developer of XBAR, on 2022-03-28 (Murata release P).

L3 Design models and what is not modelled

equivalent circuit, coupling of modes

The equivalent-circuit and coupling-of-modes models (Smith et al. 1969 S; Hashimoto 2000 S) are the standard design tools. The figure uses only the normalized array factor and f0 = v/p; absolute admittance needs the prefactor, not computed here.

Second-order effects not modelled: electrode mass loading and reflection (velocity shift with metal thickness), bulk-wave radiation, diffraction for small apertures, and triple-transit echoes. The array-factor form above has a grating lobe at 2f0; a finger-resolved form is needed beyond about 1.5 f0 (the plot stays within 0.8 to 1.2 f0).

Velocities in the figure are the partial-wave results for the free or the metallized surface (selectable in both views); a real IDT region is partly metallized (ratio η), so the true synchronous frequency lies between the two values.

References

3.5
SourceReferenceLink
White & Voltmer 1965White & Voltmer, Applied Physics Letters 7 314-316 (1965). Direct piezoelectric coupling to surface elastic wavesdoi:10.1063/1.1754276
White & Voltmer 1965White & Voltmer, Electronics Research Laboratory, University of California, Berkeley (1965). Direct piezoelectric coupling to surface elastic waves (UC Berkeley ERL Technical Memorandum M-132)www2.eecs.berkeley.edu/Pubs/TechRpts/1965/ERL-m-132.pdf
Spencer et al. 1965Spencer, Lenzo & Nassau, Applied Physics Letters 7 67-69 (1965). Elastic wave propagation in lithium niobatedoi:10.1063/1.1754303
Smith et al. 1969Smith et al., IEEE Transactions on Microwave Theory and Techniques 17 856-864 (1969). Analysis of Interdigital Surface Wave Transducers by Use of an Equivalent Circuit Modeldoi:10.1109/TMTT.1969.1127075
Hashimoto 2000Hashimoto, Springer (2000). Surface Acoustic Wave Devices in Telecommunicationsdoi:10.1007/978-3-662-04223-6
Jiang et al. 2020Jiang et al., Nature Communications 11 1166 (2020). Efficient bidirectional piezo-optomechanical transduction between microwave and optical frequencydoi:10.1038/s41467-020-14863-3
Sumitomo Metal MiningSumitomo Metal Mining. Lithium tantalate / lithium niobate single crystal substrateswww.smm.co.jp/en/business/material/products/lithium/
SoitecSoitec. Connect POIwww.soitec.com/en/products/poi
eeNews Europe 2020eeNews Europe (2020). Qualcomm adopts Soitec POI wafers for SAW filterswww.eenewseurope.com/en/qualcomm-adopts-soitec-poi-wafers-for-saw-filters/
Plessky et al. 2019Plessky et al., Electronics Letters 55 98-100 (2019). 5 GHz laterally-excited bulk-wave resonators (XBARs) based on thin platelets of lithium niobatedoi:10.1049/el.2018.7297
Murata Manufacturing 2022Murata Manufacturing (2022). News release on completion of the acquisition of Resonant Inc.corporate.murata.com/newsroom/news/company/general/2022/0329
Microwave Journal 2018Microwave Journal (2018). SAW/BAW: new market entrants offer new approacheswww.microwavejournal.com/articles/31149-sawbaw-new-market-entrants-offer-new-approaches
Kushibiki et al. 1999Kushibiki et al., IEEE Transactions on Ultrasonics, Ferroelectrics and Frequency Control 46 1315-1323 (1999). Accurate measurements of the acoustical physical constants of LiNbO3 and LiTaO3 single crystalsdoi:10.1109/58.796136